📋 Controls & Compliance

Three Lines of Defence

Structured control framework support across all three lines of defence — from business process owners through to internal audit.

1st Line

Business Process Owners

Build internal control awareness across business units
Define process flows and map associated controls
Assist in control performance & documentation
Control self-assessment (CSA) facilitation
First-level response to control gaps

2nd Line

Risk & Compliance Function

Develop internal control management framework
Design Risk and Control Matrix (RCM)
Define control test procedures & protocols
Issue management and remediation tracking
Compliance reporting and regulatory liaison
ITGC and application control coverage

3rd Line

Internal Audit

Independent periodic testing of internal controls
Audit readiness preparation and pre-assessment
Audit evidence collection and documentation
Root cause analysis for control deficiencies
Remediation validation and re-testing
Risk & control repository maintenance
Regulatory audit support and liaison

Additional: SOX/ICFR readiness · ITGC reviews · Vendor control assessments · Process walkthroughs · GDPR / DPDP compliance advisory

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From SOX readiness to ITGC reviews — our compliance experts deliver audit-ready frameworks.

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